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Law 875 Securities Regulation

Credits: 
3

The law governing the issuance, distribution and trading of securities under the Securities Act of 1933 (the "1933 Act") and the Securities Exchange Act of 1934 (the "1934 Act"); the obligation to register securities; public offerings by issuers; secondary distributions; registration requirements growing out of mergers; definition of a "security"; the exemptions from registration requirements; and insider trading prohibitions and antifraud provisions under the 1933 Act and 1934 Act. Students enrolled in Securities Regulation should have completed Business Associations.

RECOMMENDED: Business Associations (Law 851) is strongly recommended.

 

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